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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-15 |
| WA | RA | APPROVED | 2023-09-26 |
Branch Locations
617 Eastlake Avenue East Suite 100, Seattle, WA 98109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 09/2016 | 05/2018 |
| Tiaa | Seattle | WA | 05/2018 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Seattle | WA | 05/2018 | Present |
| Wells Fargo | Charlotte | NC | 01/2015 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-14 |
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