Scott William Case

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2020-05-05
IL	RA	APPROVED	2019-12-19
WI	RA	APPROVED	2019-12-09

IN RA
APPROVED

Since 2020-05-05
IL RA
APPROVED

Since 2019-12-19
WI RA
APPROVED

Since 2019-12-09

Branch Locations

Frankfort, IL • United States

8515 Grand Ave Ste 1, River Grove, IL 60171 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Scott Case Insurance Agency	River Grove	IL	01/2016	Present
State Farm Vp Management Corp	River Grove	IL	01/2016	Present
State Farm Investment Management Corp	River Grove	IL	12/2019	Present

01/2016 → Present

Scott Case Insurance Agency

River Grove, IL
01/2016 → Present

State Farm Vp Management Corp

River Grove, IL
12/2019 → Present

State Farm Investment Management Corp

River Grove, IL

Other Businesses

1) CHAIN FUND PARTNERS: non-investment related; 5144 DONOVAN ST, Franklin, TN 37064; Other-INVESTMENT CLUB WITH FRIENDS; Partner; 1/1/18; 5%; Partner in deciding investments; 1; 0. 2) Scott Case's Insurance Agency; Investment-related; 8515 Grand Ave Ste 1 River Grove, IL 60171-1406; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2016; 80; 80; Service customers and supervise employees 3) RIVER GROVE GOLF LOUNGE; Non-investment; 8515 GRAND AVE STE 2 RIVER GROVE, IL 60171; Retail; Owner; President; 2/1/2024; 5; 20; INDOOR GOLF SIMULATOR MEMBERSHIP BUSINESS 4) CHAIN LIQUIDITY LLC; NOT investment-related; 1528 N Harvard Arlington Heights, IL 60004; Other; Partner; none; 2/13/2024; 1; 0; Duties: Investment Club. 5) Scott Case - Property #1 (personally held real estate); Investment Related; 1846 N 78TH CT ELMWOOD PARK, IL 60707; Owner/President; Investment or Commercial Property; 06/01/2018; 1; 0; I own my office building.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-11-25
S63	Uniform Securities Agent State Law Examination	2015-03-28

S65 Uniform Investment Adviser Law Examination

2019-11-25
S63 Uniform Securities Agent State Law Examination

2015-03-28

View on SEC IAPD