Alberto Liz

Employer firm

The Mosaic Financial Group, LLC CRD 109816

$949M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• TAX PREPARATION

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 06/2018
  Minnesota Life Ins Co
  St Paul, MN
• 02/2015 → 06/2018
  Securian Financial Services, Inc
  St Paul, MN
• 02/2015 → 06/2018
  Cri Securities Llc
  Dallas, TX
• 02/2015 → 06/2018
  North Star Resource Group
  Dallas, TX
• 02/2017 → 06/2018
  North Star Resource Group
  Miami, FL
• 06/2018 → 01/2019
  Unemployment
  Houston, TX
• 01/2019 → 07/2023
  Goldman, Sachs & Co. Llc
  Chicago, IL
• 07/2023 → 11/2023
  Single Family Office
  Chicago, IL
• 11/2023 → Present
  The Mosaic Financial Group, Llc
  Chicago, IL

Previous Registrations

• 2015-05-05 → 2018-06-08
  Securian Financial Services, Inc.
  Southlake, TX
  Miami, FL
• 2015-05-05 → 2018-06-08
  Cri Securities, Llc
  Dallas, TX
  Miami, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-02-12
• S66 Uniform Combined State Law Examination
  2015-03-31

Other Names

• Alberto Liz Lerdo De Tejada