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Alberto Liz

The Mosaic Financial Group, LLC

Chicago, IL

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Current Employers
The Mosaic Financial Group, Llc

225 W. Randolph Street Suite 2425, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-02-12
  • IL RA
    APPROVED
    Since 2024-02-12

Branch Locations

225 W. Randolph Street Suite 2425, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Ins Co St Paul MN 02/2015 06/2018
Securian Financial Services, Inc St Paul MN 02/2015 06/2018
Cri Securities Llc Dallas TX 02/2015 06/2018
North Star Resource Group Dallas TX 02/2015 06/2018
North Star Resource Group Miami FL 02/2017 06/2018
Unemployment Houston TX 06/2018 01/2019
Goldman, Sachs & Co. Llc Chicago IL 01/2019 07/2023
Single Family Office Chicago IL 07/2023 11/2023
The Mosaic Financial Group, Llc Chicago IL 11/2023 Present
  • 02/2015 → 06/2018
    Minnesota Life Ins Co
    St Paul, MN
  • 02/2015 → 06/2018
    Securian Financial Services, Inc
    St Paul, MN
  • 02/2015 → 06/2018
    Cri Securities Llc
    Dallas, TX
  • 02/2015 → 06/2018
    North Star Resource Group
    Dallas, TX
  • 02/2017 → 06/2018
    North Star Resource Group
    Miami, FL
  • 06/2018 → 01/2019
    Unemployment
    Houston, TX
  • 01/2019 → 07/2023
    Goldman, Sachs & Co. Llc
    Chicago, IL
  • 07/2023 → 11/2023
    Single Family Office
    Chicago, IL
  • 11/2023 → Present
    The Mosaic Financial Group, Llc
    Chicago, IL
Previous Registrations
  • 2015-05-05 → 2018-06-08
    Securian Financial Services, Inc.
    Southlake, TX
    Miami, FL
  • 2015-05-05 → 2018-06-08
    Cri Securities, Llc
    Dallas, TX
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-12
S66 Uniform Combined State Law Examination 2015-03-31
  • S65 Uniform Investment Adviser Law Examination
    2024-02-12
  • S66 Uniform Combined State Law Examination
    2015-03-31
Other Names
  • Alberto Liz Lerdo De Tejada

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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