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CRD 6438470
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-10-26 |
| NC | RA | APPROVED | 2021-10-20 |
| DC | RA | APPROVED | 2019-09-24 |
| TX | RA | APPROVED | 2016-03-17 |
| MD | RA | APPROVED | 2016-03-08 |
Branch Locations
824 A1A N, Ponte Vedra Beach, FL 32082 • United States
6000 Fairview Rd, Charlotte, NC 28210 • United States
115 Tom Hall St, Fort Mill, SC 29715 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | North Bethesda | MD | 01/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-07 |
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