Cary Florio

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-15
MA	RA	APPROVED	2025-11-20

TX RA
APPROVED

Since 2026-01-15
MA RA
APPROVED

Since 2025-11-20

Branch Locations

One International Place, Boston, MA 02110-2600 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	Boston	MA	01/2015	09/2025
Bank Of America, N.A.	Boston	MA	03/2016	09/2025
Charles Schwab & Co., Inc.	Boston	MA	09/2025	Present
Schwab Wealth Advisory, Inc.	Boston	MA	09/2025	Present

01/2015 → 09/2025

Merrill Lynch

Boston, MA
03/2016 → 09/2025

Bank Of America, N.A.

Boston, MA
09/2025 → Present

Charles Schwab & Co., Inc.

Boston, MA
09/2025 → Present

Schwab Wealth Advisory, Inc.

Boston, MA

Previous Registrations

2015-11-13 → 2025-10-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hingham, MA

Hingham, MA

Boston, MA

Other Businesses

1) Mini Pony Pies | Investment Related:No||Food/Beverage Production|Manager/Partner||Less than 20|0|Manager of LLC. Closing down, was hobby company that was never started. No income ever received.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-11-12

S66 Uniform Combined State Law Examination

2015-11-12

Designations

Other Names

Cary Williams Florio

View on SEC IAPD