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Inactive

Benjamin Clifford Heikes

Mariner

Boston, MA

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-12-21
NH RA APPROVED 2022-12-13
  • MA RA
    APPROVED
    Since 2022-12-21
  • NH RA
    APPROVED
    Since 2022-12-13

Branch Locations

260 Franklin St. Suite 810, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Braintree MA 12/2012 10/2016
Edelman Financial Services, Llc Fairfax VA 10/2016 11/2018
Ef Legacy Securities, Llc Henrico VA 10/2016 10/2018
Financial Engines Advisors L.L.C. Sunnyvale CA 11/2018 10/2019
The Mather Group, Llc Chicago IL 10/2019 11/2022
Mariner Wealth Advisors Concord NH 12/2022 Present
  • 12/2012 → 10/2016
    Fidelity Brokerage Services Llc
    Braintree, MA
  • 10/2016 → 11/2018
    Edelman Financial Services, Llc
    Fairfax, VA
  • 10/2016 → 10/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 11/2018 → 10/2019
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
  • 10/2019 → 11/2022
    The Mather Group, Llc
    Chicago, IL
  • 12/2022 → Present
    Mariner Wealth Advisors
    Concord, NH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-14
  • S66 Uniform Combined State Law Examination
    2005-11-14
Designations
Other Names
  • Ben Heikes

View on SEC IAPD

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