Benjamin Clifford Heikes

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 10/2016
  Fidelity Brokerage Services Llc
  Braintree, MA
• 10/2016 → 11/2018
  Edelman Financial Services, Llc
  Fairfax, VA
• 10/2016 → 10/2018
  Ef Legacy Securities, Llc
  Henrico, VA
• 11/2018 → 10/2019
  Financial Engines Advisors L.L.C.
  Sunnyvale, CA
• 10/2019 → 11/2022
  The Mather Group, Llc
  Chicago, IL
• 12/2022 → Present
  Mariner Wealth Advisors
  Concord, NH

Previous Registrations

• 2019-11-13 → 2022-11-15
  The Mather Group, Llc
  East Walpole, MA
  Chicago, IL
• 2018-11-01 → 2019-10-24
  Edelman Financial Engines
  Foxboro, MA
• 2016-11-08 → 2018-11-01
  Edelman Financial Services, Llc
  Foxboro, MA
  Fairfax, VA
• 2013-01-29 → 2016-10-06
  Strategic Advisers Llc
  Framingham, MA
• 2005-11-16 → 2012-11-28
  T. Rowe Price Advisory Services, Inc.
  Washington, DC
  Washington, DC
  Mclean, VA
  Tampa, FL

Exams

• S66 Uniform Combined State Law Examination
  2005-11-14

Designations

• Certified Financial Planner

Other Names

• Ben Heikes