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Katharine Wilson Dudley

Jemma Financial Services

Baltimore, MD

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Current Employers
Jemma Financial Services

810 Gleneagles Court Suite 109, Baltimore, MD 21286 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-01-08
MD RA APPROVED 2024-01-08
ME RA APPROVED 2022-12-22
NJ RA APPROVED 2022-12-22
TX RA APPROVED 2022-07-05
PA RA APPROVED 2022-01-27
  • CO RA
    APPROVED
    Since 2024-01-08
  • MD RA
    APPROVED
    Since 2024-01-08
  • ME RA
    APPROVED
    Since 2022-12-22
  • NJ RA
    APPROVED
    Since 2022-12-22
  • TX RA
    APPROVED
    Since 2022-07-05
  • PA RA
    APPROVED
    Since 2022-01-27

Branch Locations

810 Gleneagles Court Suite 109, Baltimore, MD 21286 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jemma Investment Advisors Llc Baltimore MD 06/2018 Present
J. Hillburn Consultant Baltimore MD 05/2013 12/2019
Becket Hitch, Llc Lutherville-Timonium MD 09/2015 01/2018
  • 06/2018 → Present
    Jemma Investment Advisors Llc
    Baltimore, MD
  • 05/2013 → 12/2019
    J. Hillburn Consultant
    Baltimore, MD
  • 09/2015 → 01/2018
    Becket Hitch, Llc
    Lutherville-Timonium, MD
Other Businesses

1) Is operations manager at JFS Advisory (RIA) 2) Board Member of McKay Shores Master HOA; Not Investment Related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-09-12
S65 Uniform Investment Adviser Law Examination 2020-10-19
  • S63 Uniform Securities Agent State Law Examination
    2022-09-12
  • S65 Uniform Investment Adviser Law Examination
    2020-10-19
Other Names
  • Katie Wilson Dudley
  • Katharine Emily Dudley

View on SEC IAPD

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