Best Investors Account Sign in
Inactive

David Thomas Tracy

Focus Partners Wealth, LLC

Calabasas, CA

Claim This Profile
Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-18
TX RA APPROVED 2022-08-17
  • CA RA
    APPROVED
    Since 2026-02-18
  • TX RA
    APPROVED
    Since 2022-08-17

Branch Locations

4500 Park Granada Suite 201, Calabasas, CA 91302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 04/2007 11/2016
Legacy Wealth Partners Calabasas CA 04/2007 09/2021
Triad Advisors, Inc. Norcross GA 11/2016 02/2019
M. S. Howells & Co. Scottsdale AZ 02/2019 09/2021
The Colony Group, Llc Calabasas CA 09/2021 Present
  • 04/2007 → 11/2016
    Commonwealth Financial Network
    Waltham, MA
  • 04/2007 → 09/2021
    Legacy Wealth Partners
    Calabasas, CA
  • 11/2016 → 02/2019
    Triad Advisors, Inc.
    Norcross, GA
  • 02/2019 → 09/2021
    M. S. Howells & Co.
    Scottsdale, AZ
  • 09/2021 → Present
    The Colony Group, Llc
    Calabasas, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-07
  • S66 Uniform Combined State Law Examination
    2007-03-07
Designations

View on SEC IAPD

Other Firms

M83 INVESTMENT GROUP, LLC
MORTON WEALTH
BRIAN DENNIS, CFP®
MODERN WEALTH MANAGEMENT, LLC
FD WEALTH ADVISORS, LLC
THE WEALTH CONSULTING GROUP
EDWARD JONES
PRIVATE WEALTH SOLUTIONS, LLC

Other Investors

ERIC JAY SELTER
JOSEPH ALAN SEETOO
ELIAS FRANCHESCO VERA
Nadya Mets
Michael Rudow
Kristin Dillon
SASAN FAIZ
PATRICE G BENING

Other Offices

M83 INVESTMENT GROUP, LLC · CALABASAS, CA
MORTON WEALTH · CALABASAS, CA
MORTON WEALTH · Calabasas, CA
BRIAN DENNIS, CFP® · CALABASAS, CA
MODERN WEALTH MANAGEMENT, LLC · CALABASAS, CA
MODERN WEALTH MANAGEMENT, LLC · CLABASAS, CA
FD WEALTH ADVISORS, LLC · CALABASAS, CA
THE WEALTH CONSULTING GROUP · Agoura Hills, CA

More in Calabasas, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor