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Eric Michael Sullivan

J.P. Morgan Securities LLC

Dallas, TX

Oklahoma City, OK

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-02-03
TX RA APPROVED 2023-02-03
  • OK RA
    APPROVED
    Since 2023-02-03
  • TX RA
    APPROVED
    Since 2023-02-03

Branch Locations

1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States

210 Park Ave Ste 2725 Floor 27, Oklahoma City, OK 73102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Oklahoma City OK 01/2015 Present
Jpmorgan Chase Bank Na Oklahoma City OK 01/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-03
S63 Uniform Securities Agent State Law Examination 2015-03-16
  • S65 Uniform Investment Adviser Law Examination
    2023-02-03
  • S63 Uniform Securities Agent State Law Examination
    2015-03-16
Other Names
  • Eric Sullivan

View on SEC IAPD

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