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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-02-07 |
Branch Locations
10598 Baseline Rd, Rancho Cucamonga, CA 91701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Chino Hills | CA | 12/2014 | 01/2019 |
| Jpmorgan Chase Bank | Chino Hills | CA | 06/2011 | 01/2019 |
| Jpmorgan Chase Bank, N.A | Fullerton | CA | 02/2019 | 07/2020 |
| Jp Morgan Securities Llc | Fullerton | CA | 02/2019 | 07/2020 |
| J.P. Morgan Securities Llc | Rancho Cucamonga | CA | 08/2020 | Present |
| Jpmorgan Chase Bank, N.A. | Rancho Cucamonga | CA | 08/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-05 |
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