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Pekin Hardy Strauss, Inc. CRD 107310
$1.55B regulatory AUM 2 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
227 West Monroe Street Suite 3625, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-04-17 |
| IL | RA | APPROVED | 2006-11-27 |
Branch Locations
227 West Monroe Street Suite 3625, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pekin Singer Strauss Asset Management, Inc. | Chicago | IL | 09/2004 | Present |
| Sf Investments, Inc. | Chicago | IL | 09/2004 | Present |
EMPLOYEE OF PEKIN SINGER STRAUSS ASSET MANAGEMENT, INC., THE BUSINESS IS INVESTMENT RELATED, THE ADDRESS IS 21 S. CLARK STREET, SUITE 3325, CHICAGO, IL 60603, THE BUSINESS IS A REGISTERED INVESTMENT ADVISOR, SUBSTANTIALLY FULL TIME DEVOTED TO BUSINESS,MANAGE INVESTMENT ADVISORY ACCOUNTS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-11-15 |
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