Best Investors Account Sign in

Yvonne Cadena Flores

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ontario, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-03
CA RA APPROVED 2020-01-28
  • TX RA
    APPROVED_RES
    Since 2021-03-03
  • CA RA
    APPROVED
    Since 2020-01-28

Branch Locations

901 Via Piemonte, Ontario, CA 91764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of The West Baldwin Park CA 10/2012 01/2020
Bancwest Investment Services Pasadena CA 01/2015 01/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ontario CA 01/2020 Present
Bank Of America, N.A. Ontario CA 03/2020 Present
  • 10/2012 → 01/2020
    Bank Of The West
    Baldwin Park, CA
  • 01/2015 → 01/2020
    Bancwest Investment Services
    Pasadena, CA
  • 01/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Ontario, CA
  • 03/2020 → Present
    Bank Of America, N.A.
    Ontario, CA
Previous Registrations
  • 2015-08-10 → 2020-02-04
    Bancwest Investment Services, Inc.
    Pasadena, CA
    Downey, CA
    City Of Industry, CA
    South Gate, CA
    Pasadena, CA
    Baldwin Park, CA
    Compton, CA
    City Of Commerce, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-08
  • S66 Uniform Combined State Law Examination
    2015-08-08
Other Names
  • Yvonne C Flores

View on SEC IAPD

Other Firms

TRINITY FINANCIAL PARTNERS
OSAIC WEALTH, INC.
WELLS FARGO CLEARING SERVICES, LLC
NEWEDGE ADVISORS
LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
BAYNES FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

ALLEN E BLOCK
Chris W Cooper
Falguni M Patel
DARRIN DUVAL
Illya De Jesus Williams
Jose Antonio Torres
Aaron Blackfelner
Craig THOMAS Wong

Other Offices

TRINITY FINANCIAL PARTNERS · ONTARIO, CA
OSAIC WEALTH, INC. · ONTARIO, CA
WELLS FARGO CLEARING SERVICES, LLC · ONTARIO, CA
NEWEDGE ADVISORS · Ontario, CA
LPL FINANCIAL LLC · RANCHO CUCAMONGA, CA
U.S. BANCORP ADVISORS, LLC · Rancho Cucamonga, CA
LPL FINANCIAL LLC · ONTARIO, CA
BAYNES FINANCIAL LLC · RANCHO CUCAMONGA, CA

More in Ontario, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor