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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-07-18
  • FL RA
    APPROVED
    Since 2019-07-18

Branch Locations

6710 Professional Pkwy Ste 320, Lakewood Ranch, FL 34240 • United States

610 S Tamiami Trl, Osprey, FL 34229 • United States

Bradenton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Lakewood Ranch FL 01/2015 Present
Other Businesses

Outside Employment; FrankCrum; Leased employees.; This is a third-party payroll company that is used by our franchise to provide payroll services as well as benefits. We are considered leased employees.; 6710 Professional Pkwy , Suite#320, Lakewood Ranch, FL, 34240; Investment-Related; 06/13/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-10
  • S66 Uniform Combined State Law Examination
    2018-09-10
Other Names
  • Shawn R Schroeder

View on SEC IAPD

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