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Catherine C Hollingsworth

Yukon Wealth Management, Inc.

Overland Park, KS

CRD 6436407

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Employer firm

Yukon Wealth Management, Inc. CRD 109413

$467M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Yukon Wealth Management, Inc.

15050 Antioch Road Suite 101, Overland Park, KS 66221 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2015-01-13
  • KS RA
    APPROVED
    Since 2015-01-13

Branch Locations

15050 Antioch Road Suite 101, Overland Park, KS 66221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Todd Hill Homes Overland Park KS 11/2014 Present
Self-Employed Overland Park KS 01/2011 Present
  • 11/2014 → Present
    Todd Hill Homes
    Overland Park, KS
  • 01/2011 → Present
    Self-Employed
    Overland Park, KS
Other Businesses

I AM EMPLOYED BY THE ABOVE IA FIRM (YUKON WEALTH MGMT) ON A PART-TIME BASIS. MY HOURS ARE APPROXIMATELY 8 A.M. TO 1 P.M. MONDAY THROUGH FRIDAY. THE REST OF MY DAY IS SPENT WORKING FOR ONE OF THE 2 BELOW JOBS. OTHER EMPLOYMENT INCLUDES: SELF-EMPLOYED: -INDEPENDENT CONTRACTOR DOING ACCOUNTING WORK FOR A REAL ESTATE DEVELOPER -NOT INVESTMENT-RELATED -WORK FROM HOME PRIMARILY-5804 W 153RD TER, OVERLAND PARK, KS 66223. A FEW HOURS A MONTH I WORK AT THE REAL ESTATE DEVELOPER'S OFFICE--MATT ADAM DEVELOPMENT, 15050 ANTIOCH RD, OVERLAND PARK, KS 66221 -STARTED DOING ACCOUNTING WORK FOR THE REAL ESTATE DEVELOPER IN JANUARY 2011 -APPROXIMATELY 20 TO 30 HOURS/MONTH -GENERALLY WORK EVENINGS OR WEEKENDS -DUTIES: MONTHLY ACCOUNTING WORK AND PREPARATION OF FINANCIAL STATEMENTS TODD HILL HOMES: -NOT INVESTMENT-RELATED -I DO THE ACCOUNTING WORK FROM MY HOME: 5804 W 153RD TER, OVERLAND PARK, KS 66223 -TODD HILL IS A HOME BUILDER. -I AM IN CHARGE OF HIS ACCOUNTING WORK. -I STARTED WORKING FOR HIM PART-TIME AS AN EMPLOYEE IN NOVEMBER 2014. PREVIOUSLY, I HAD WORKED FOR HIM AS AN INDEPENDENT CONTRACTOR. -15 TO 18 HOURS PER WEEK (ALL 2 P.M. OR LATER) -MONTHLY ACCOUNTING WORK, PREPARATION OF CONSTRUCTION DRAWS FOR BANKS/LENDERS AND PREPARATION OF FINANCIAL STATEMENTS TWICE A YEAR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-23
  • S65 Uniform Investment Adviser Law Examination
    2014-12-23
Other Names
  • Catherine Marie Classe

View on SEC IAPD

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