Brittany Nicole Rose

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-01-11
FL	RA	APPROVED	2018-01-24

TX RA
APPROVED_RES

Since 2021-01-11
FL RA
APPROVED

Since 2018-01-24

Branch Locations

Minneola, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	10/2015	Present
Cartier Financial	Clermont	FL	01/2015	01/2023
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	01/2018	Present

10/2015 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
01/2015 → 01/2023

Cartier Financial

Clermont, FL
01/2018 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Other Businesses

1) NOTARY PUBLIC, CLERMONT FL, 5/2018, NOTARY, NIR, 1/YR 1/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 02/2019, AS ADVISORY REP OF A RIA. INV REL, 20/WK 20/TRADING 3) BRITTANY N ROSE, 2150 OAKLEY SEAVER DR CLERMONT FL 34711, 06/2022, COMMITTEE MEMBER, INVESTMENT COMMITTEE, INV REL, 1 HR/MO 0 HR/MO TRADING 4) INVISION PRIVATE WEALTH LLC, CLERMONT FL 34715, 01/2023, OWNER, DBA, INV REL, 200 HR/MO 140 HR/MO TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-26

S66 Uniform Combined State Law Examination

2017-10-26

View on SEC IAPD