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Lisa Aileen Shillingburg

Thrivent Investment Management Inc.

Scottsdale, AZ

CRD 6436388

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2016-04-05
  • AZ RA
    APPROVED
    Since 2016-04-05

Branch Locations

17015 N Scottsdale Rd, Scottsdale, AZ 85255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Scottsdale AZ 04/2015 Present
Brian Brooks - Thrivent Financial Scottsdale AZ 04/2016 12/2020
Thrivent Financial Appleton WI 12/2020 Present
  • 04/2015 → Present
    Thrivent Investment Management Inc
    Scottsdale, AZ
  • 04/2016 → 12/2020
    Brian Brooks - Thrivent Financial
    Scottsdale, AZ
  • 12/2020 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-17
S63 Uniform Securities Agent State Law Examination 2015-06-05
  • S66 Uniform Combined State Law Examination
    2016-03-17
  • S63 Uniform Securities Agent State Law Examination
    2015-06-05
Other Names
  • Lisa Aileen Whattoff
  • Lisa Aileen Abrams

View on SEC IAPD

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