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Cory David Spencer

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Powell, OH

Columbus, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-30
OH RA APPROVED 2023-08-21
  • TX RA
    APPROVED
    Since 2023-08-30
  • OH RA
    APPROVED
    Since 2023-08-21

Branch Locations

9825 Sawmill Pkwy, Powell, OH 43065 • United States

1320 Harrisburg Pike, Columbus, OH 43223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Donatos Columbus OH 09/2018 04/2020
Nationwide Investment Services Corporation Dublin OH 06/2014 12/2021
Morgan Stanley Columbus OH 12/2021 07/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus OH 07/2023 Present
Bank Of America N.A. Columbus OH 09/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-15
  • S66 Uniform Combined State Law Examination
    2023-03-15
Other Names
  • Cory David Spencer
  • Cory D Spencer

View on SEC IAPD

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Other Offices

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC · POWELL, OH
D.A. DAVIDSON & CO. · POWELL, OH
SHUTTLEWORTH & COMPANY · POWELL, OH
CETERA INVESTMENT ADVISERS LLC · POWELL, OH
STRATOS WEALTH PARTNERS, LTD · Powell, OH
STRATOS WEALTH PARTNERS, LTD · Powell, OH
LPL FINANCIAL LLC · POWELL, OH
EDWARD JONES · POWELL, OH

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