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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-05-03 |
Branch Locations
3459 Lake Elmo Avenue North, Lake Elmo, MN 55042 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Plymouth | MN | 06/2016 | 01/2022 |
| Prudential Annuities Distributors, Inc | Shelton | CT | 04/2020 | 01/2022 |
| Thrivent Investment Management Inc | Lake Elmo | MN | 04/2022 | Present |
| Thrivent Financial | Appleton | WI | 08/2022 | Present |
WOODBURY COMMUNITY FOUNDATION POSITION: Treasurer NATURE: The Woodbury Community Foundation is a charitable foundation that assures that our city is a premier and caring place to live and work for all. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2024 ADDRESS: 724 Bielenberg Dr, Woodbury MN 55125, United States DESCRIPTION: As Treasurer, I will assist in creating and reviewing the annual budget. I will review financial statements and ensure they make sense. I will NOT be voting on any investment activity directly, though plan to provide basic education on such topics. I also will not be in a check writing authority in this role and have abstained from that. Beyond this, as treasurer I am working through compliance documents within the foundation such as our fund agreement and our investment and spending policy SOPs. I am providing education on potential cash management ideas, though will not be in direct access to any of the funds. I will not be managing any of these assets, I also will not be paid for my time.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-22 |
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