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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-05-03
  • MN RA
    APPROVED
    Since 2022-05-03

Branch Locations

Woodbury, MN • United States

3459 Lake Elmo Avenue North, Lake Elmo, MN 55042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Plymouth MN 06/2016 01/2022
Prudential Annuities Distributors, Inc Shelton CT 04/2020 01/2022
Thrivent Investment Management Inc Lake Elmo MN 04/2022 Present
Thrivent Financial Appleton WI 08/2022 Present
  • 06/2016 → 01/2022
    Prudential Insurance Company Of America
    Plymouth, MN
  • 04/2020 → 01/2022
    Prudential Annuities Distributors, Inc
    Shelton, CT
  • 04/2022 → Present
    Lake Elmo, MN
  • 08/2022 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

WOODBURY COMMUNITY FOUNDATION POSITION: Treasurer NATURE: The Woodbury Community Foundation is a charitable foundation that assures that our city is a premier and caring place to live and work for all. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2024 ADDRESS: 724 Bielenberg Dr, Woodbury MN 55125, United States DESCRIPTION: As Treasurer, I will assist in creating and reviewing the annual budget. I will review financial statements and ensure they make sense. I will NOT be voting on any investment activity directly, though plan to provide basic education on such topics. I also will not be in a check writing authority in this role and have abstained from that. Beyond this, as treasurer I am working through compliance documents within the foundation such as our fund agreement and our investment and spending policy SOPs. I am providing education on potential cash management ideas, though will not be in direct access to any of the funds. I will not be managing any of these assets, I also will not be paid for my time.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-18
S63 Uniform Securities Agent State Law Examination 2015-12-22
  • S65 Uniform Investment Adviser Law Examination
    2022-04-18
  • S63 Uniform Securities Agent State Law Examination
    2015-12-22
Other Names
  • Ross E Hillukka
  • Ross Hillukka

View on SEC IAPD

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