Zachary Edward Pflughaupt

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2017 → 06/2021
  Waddell & Reed, Inc
  Shawnee Mission, KS
• 02/2017 → 08/2017
  Unemployed
  Blue Springs, MO
• 08/2016 → 02/2017
  Waddell & Reed, Inc
  Shawnee Mission, KS
• 06/2021 → Present
  Mariner Wealth Advisors
  Overland Park, KS
• 06/2021 → Present
  Msec, Llc
  Overland Park, KS

Previous Registrations

• 2019-10-03 → 2021-06-01
  Waddell & Reed
  Overland Park, KS

Other Businesses

MSEC, LLC, 5700 W. 112th ST., SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; ASSOCIATE, COMPLIANCE; START DATE 06/2021 40 HRS/WK DURING SECURITIES TRADING HOURS. MARINER WEALTH ADVISORS, 5700 W. 112th ST., SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; ASSOCIATE, COMPLIANCE; START DATE 06/2021 ; 40 HRS/WK DURING SECURITIES TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2019-10-03

Other Names

• Zach Edward Pflughaupt
• Zach Pflughaupt