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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-09-21
GA RA APPROVED 2020-07-30
TX RA APPROVED 2020-03-10
  • NC RA
    APPROVED
    Since 2022-09-21
  • GA RA
    APPROVED
    Since 2020-07-30
  • TX RA
    APPROVED
    Since 2020-03-10

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

2153 Valleygate Drive Suite 201, Fayetteville, NC 28304 • United States

Fayetteville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Embry-Riddle Aeronautical University Daytona Beach FL 01/2014 Present
First Command Financial Planning, Inc Fort Worth TX 10/2015 Present
First Command Insurance Services, Inc Fort Worth TX 10/2015 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 01/2014 → Present
    Embry-Riddle Aeronautical University
    Daytona Beach, FL
  • 10/2015 → Present
    First Command Financial Planning, Inc
    Fort Worth, TX
  • 10/2015 → Present
    First Command Insurance Services, Inc
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Other Businesses

(1) Name of the other business: EMBRY-RIDDLE AERONAUTICAL UNIVERSITY ; Whether the business is investment-related: No ; Address of the other business: 600 South Clyde Morris Blvd Daytona Beach, FL 32114 ; Nature of the other business: Higher Education Institution ; Your position, title, or relationship with the other business: Adjunct Professor ; The start date of your relationship: 08/01/2015 ; The approximate number of hours/month you devote to the other business: <5% ; The number of hours you devote to the other business during securities trading hours: 3/week ; Briefly describe your duties relating to the other business: Instruct National Security Courses (2) Name of the other business: Kensington Associates, LLC ; Whether the business is investment-related: Yes ; Address of the other business: 232 12th Street, Suite 204 Columbus, Ga 31901 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: President ; The start date of your relationship: 5/1/2020 ; The approximate number of hours/month you devote to the other business: 1 - 5 ; The number of hours you devote to the other business during securities trading hours: 1 - 5 ; Briefly describe your duties relating to the other business: Kensington Associates LLC is the legal entity that I use to run my financial planning business. (3) Name of the other business: M&M Liberty Group, LLC ; Whether the business is investment-related: No ; Address of the other business: 2153 Valleygate Drive, Suite 201 Fayetteville, NC 28304 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: Principal ; The start date of your relationship: 5/18/2023 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: 1 to 5 ; Briefly describe your duties relating to the other business: M&M Liberty Group LLC is the legal entity that I use to run the building where I conduct my financial planning business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-27
  • S66 Uniform Combined State Law Examination
    2015-07-27

View on SEC IAPD

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