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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-28
CA RA APPROVED 2025-09-11
  • TX RA
    APPROVED
    Since 2026-08-28
  • CA RA
    APPROVED
    Since 2025-09-11

Branch Locations

9245 Laguna Springs Dr Ste 100, Elk Grove, CA 95758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed/Student Elk Grove CA 02/2024 06/2024
Principal Securities, Inc. Elk Grove CA 06/2024 09/2024
Principal Life Insurance Company Elk Grove CA 06/2024 09/2024
Davita Elk Grove CA 08/2022 02/2024
California Sierra Express, Inc West Sacramento CA 03/2015 07/2022
Osaic Elk Grove CA 03/2025 08/2025
Avanti Logistics, Llc Elk Grove CA 09/2024 08/2025
Principal Life Insurance Company Elk Grove CA 08/2025 Present
Principal Securities, Inc Elk Grove CA 08/2025 Present
  • 02/2024 → 06/2024
    Unemployed/Student
    Elk Grove, CA
  • 06/2024 → 09/2024
    Elk Grove, CA
  • 06/2024 → 09/2024
    Principal Life Insurance Company
    Elk Grove, CA
  • 08/2022 → 02/2024
    Davita
    Elk Grove, CA
  • 03/2015 → 07/2022
    California Sierra Express, Inc
    West Sacramento, CA
  • 03/2025 → 08/2025
    Osaic
    Elk Grove, CA
  • 09/2024 → 08/2025
    Avanti Logistics, Llc
    Elk Grove, CA
  • 08/2025 → Present
    Principal Life Insurance Company
    Elk Grove, CA
  • 08/2025 → Present
    Elk Grove, CA
Previous Registrations
Other Businesses

**AVANTI LOGISTICS LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 5405 Tersk way, Elk Grove CA 95757, United States DESCRIPTION: List vehicles for rent on the platform Turo.com. Vehicles are owned by Avanti Logistics LLC and I am sole owner. **COSUMNES WRESTLING POSITION: Treasurer NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2025 ADDRESS: 5405 Tersk way, Elk Grove CA 95757, United States DESCRIPTION: Non-profit youth wrestling club. I am a member of the board and treasurer. **INSURANCE POSITION: Principal Insurance NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 09/16/2025 ADDRESS: 9245 Laguna Springs Dr, Suite 100, Elk Grove CA 95758, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, DI, LTC, P&C, health, and group benefits.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-15
  • S66 Uniform Combined State Law Examination
    2025-05-15
Other Names
  • Tim Phillips
  • Timothy Phillips
  • Timothy L Phillips

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