Warren Gordon Mitchell

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 06/2019
  Charles Schwab & Co., Inc.
  Greensboro, NC
• 12/2014 → 06/2019
  Charles Schwab Bank
  Greensboro, NC
• 06/2019 → 04/2024
  Jp Morgan Securities, Llc
  Chapel Hill, NC
• 06/2019 → 04/2024
  Jp Morgan Chase Bank, N.A.
  Chapel Hill, NC
• 02/2026 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 02/2026 → Present
  Cetera Investment Advisers Llc
  Atlanta, GA
• 10/2024 → 01/2026
  Bank Of America (Private Bank)
  Atlanta, GA
• 04/2024 → 10/2024
  Unemployed
  Raleigh, NC
• 02/2026 → Present
  Regions Bank
  Atlanta, GA

Previous Registrations

• 2019-07-11 → 2024-04-10
  J.P. Morgan Securities Llc
  Chapel Hill, NC
  Chapel Hill, NC
  Charlotte, NC
  Apex, NC
  Raleigh, NC
  Durham, NC
• 2015-05-19 → 2019-07-22
  Charles Schwab & Co., Inc.
  Greensboro, NC
  Charlotte, NC
  Huntersville, NC

Other Businesses

1. REGIONS BANK, WEALTH ADVISOR, CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS, AND CREDIT CARD APPLICATIONS.

Exams

• S66 Uniform Combined State Law Examination
  2015-05-19

Other Names

• Warren Mitchell
• Warren Mitchell