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Kais Wael Zeiadah

Charles Schwab & Co., Inc.

Los Angeles, CA

Westlake, TX

CRD 6435835

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-12-12
  • CA RA
    APPROVED
    Since 2017-12-12

Branch Locations

Los Angeles, CA • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Los Angeles CA 05/2016 Present
Td Ameritrade, Inc. Los Angeles CA 07/2021 11/2023
Previous Registrations
  • 2021-07-26 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Phoenix, AZ
    San Diego, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-16
  • S66 Uniform Combined State Law Examination
    2017-03-16

View on SEC IAPD

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