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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-18
CA RA APPROVED 2025-09-17
  • TX RA
    APPROVED_RES
    Since 2025-09-18
  • CA RA
    APPROVED
    Since 2025-09-17

Branch Locations

One Front Street, San Francisco, CA 94111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Elk Grove CA 08/2016 02/2020
Jp Morgan Chase Bank, N.A. Elk Grove CA 02/2016 02/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Roseville CA 10/2020 06/2023
Niazi Import Export Llc/Empire Motors Sacramento CA 03/2020 07/2021
Citigroup San Fransisco CA 06/2023 09/2025
J.P. Morgan Securities Llc San Francisco CA 09/2025 Present
Jpmorgan Chase Bank, N.A. San Francisco CA 09/2025 Present
  • 08/2016 → 02/2020
    Elk Grove, CA
  • 02/2016 → 02/2020
    Jp Morgan Chase Bank, N.A.
    Elk Grove, CA
  • 10/2020 → 06/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Roseville, CA
  • 03/2020 → 07/2021
    Niazi Import Export Llc/Empire Motors
    Sacramento, CA
  • 06/2023 → 09/2025
    Citigroup
    San Fransisco, CA
  • 09/2025 → Present
    San Francisco, CA
  • 09/2025 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
Previous Registrations
  • 2023-08-04 → 2025-09-22
    Manteca, CA
    San Francisco, CA
    Sacramento, CA
    Los Angeles, CA
    Sacramento, CA
    Elk Grove, CA
    Pleasant Hill, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-03
S63 Uniform Securities Agent State Law Examination 2015-01-31
  • S65 Uniform Investment Adviser Law Examination
    2023-08-03
  • S63 Uniform Securities Agent State Law Examination
    2015-01-31
Other Names
  • Masi Niaz

View on SEC IAPD

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