Alex Seth Paul

Employer firm

Farther CRD 302050

$16.0B regulatory AUM 450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 02/2024
  Glp & Associates
  Farmington, MI
• 01/2015 → 02/2024
  Glp Investment Services, Llc
  Farmington, MI
• 08/2015 → 02/2024
  Asset Allocation Strategies, Llc
  Farmington, MI
• 02/2024 → 09/2024
  Self Employed
  Birmingham, MI
• 09/2024 → Present
  Farther Finance Advisors, Llc
  Birmingham, MI
• 11/2025 → Present
  Farther Securities , Llc
  New York, NY

Previous Registrations

• 2015-08-20 → 2024-02-27
  Asset Allocation Strategies, Llc
  Farmington Hills, MI
  Farmington, MI

Other Businesses

CRANBROOK EDUCATIONAL COMMUNITY (CEC)/CRANBROOK SCHOOLS BOARD OF GOVERNORS; NOT INVESTMENT RELATED; 39221 WOODWARD AVE, BLOOMFIELD HILLS MI; NATURE: NON-PROFIT, SERVICES AS ADVISORY BOARD TO CEC BOARD OF TRUSTEES; POSITION: MEMBER/BOARD OF GOVERNORS AND INVESTMENT/FINANCE & ADVANCEMENT COMMITTEES; START: 7/2022; APX. HOURS PER MONTH: 5, NOT DURING TRADING HOURS; DUTIES: These Boards and committees provide advice and counsel to the School's Faculty and to the Board of Trustees regarding Cranbrook's financial policies and practices. Membership on these committees are not fiduciary positions. FINRA NEUTRAL ROSTER ARBITRATOR; NOT INVESTMENT RELATED; NATURE: FINRA; POSITION: NON-PROFIT, NEUTRAL ROSTER ARBITRATOR; START: 6/2021; APX. HOURS PER MONTH: 2-3, DURING TRADING HOURS; DUTIES: SERVE ON ARBITRATION CASES. CONDOMINIUMS AT BIRMINGHAM PLACE MASTER ASSOICATION; NOT INVESTMENT RELATED; BIRMINGHAM, MI; NATURE: COMMERCIAL REAL ESTATE; POSITION: TREASURER/CHAIR BOARD OF DIRECTORS; START: 7/2022; APX. HOURS PER MONTH: 5, NOT DURING TRADING HOURS; DUTIES: BOARD MEETINGS, SIGN CONTRACTS, MAINTAIN AND REVIEW FINANCIAL BOOKS AND RECORDS. BIRMINGHAM PLACE RESIDENTIAL ASSICATION; NOT INVESTMENT RELATED; BIRMINGHAM, MI; NATURE: RESIDENTIAL REAL ESTATE; POSITION: TREASURER/CHAIR BOARD OF DIRECTORS; START: 7/2022; APX. HOURS PER MONTH: 5, NOT DURING TRADING HOURS; DUTIES: BOARD MEETINGS, SIGN CONTRACTS, MAINTAIN AND REVIEW FINANCIAL BOOKS AND RECORDS. FARTHER FINANCE ADVISORS, LLC; INVESTMENT RELATED; SAN FRANSICO, CA; NATURE: REGISTERED INVESTMENT ADVISER; POSITION: DIRECTOR, ADVISOR INVESTMENT STRATEGY; START: 9/2024; APX. HOURS PER MONTH: 100, WITH 80 DURING TRADING HOURS; DUTIES: PRODUCT AND INVESTMENT MANAGER DUE DILLIGENCE. SET FIRM WIDE CAPITAL MARKET ASSUMPTIONS. PRODUCES MARKET COMMENTARY. PERFORMS RISK MANAGEMENT AND OVERSITE OF ADVISOR PORTFOLIO DEVELEMOPMENT AND IMPLEMENTATION. OVERSEES ASSET ALLOCATION DECISIONS AND DEVELOPS FIRM WIDE STRATEGIC ASSET ALLOCATION . SITS ON FIRM AND RELATED FIRM'S INVESTMENT COMMITEES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-08-12
• S63 Uniform Securities Agent State Law Examination
  2015-02-13

Designations

• Chartered Financial Analyst

Other Names

• Alex Paul