Robert Houle

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → Present
  Mass Mutual Life Insurance Company
  Holyoke, MA
• 01/2015 → Present
  Mml Investors Services, Llc
  Holyoke, MA

Other Businesses

(1) Name: Robert Houle Inv rel: Y Add: 330 Whitney Ave Ste 600 Holyoke MA 01040 Nature: NonMMLIA Insurance Brokerage Position: Agent Start date: 03/2017 No. HR/MO: 10 No. HR/MO during sec trading: 0 Describe duties: group life, individual and group health.. (2) Name: Colonial Life Inv rel: Y Add: 330 Whitney Ave Holyoke MA 01040 Nature: NonMMLIA Insurance Brokerage Position: Agent Start date: 04/01/2019 No. HR/MO: 5 No. HR/MO during sec trading: 0 Describe duties: accident, dental, vision, & group health (3) Name: Boys and Girls Club of Chicopee Inv rel: N Add: 580 Meadow St, Chicopee, MA 01013 Nature: Board Service Position: Board Member Start date: 09/01/2020 No. HR/MO: 3 No. HR/MO during sec trading: 0 Describe duties: Voting board member on operation and development in service of the Boys & Girls Club. Provide financial literacy to employees and children.

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-03-27