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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2022-03-31 |
Branch Locations
Nicholasville, KY • United States
600 Portland Ave S, Minneapolis, MN 55415 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Lexington | KY | 04/2016 | 03/2022 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 09/2019 | 03/2022 |
| Thrivent Investment Management Inc | Lexington | KY | 03/2022 | Present |
| Thrivent Financial | Appleton | WI | 04/2022 | 08/2022 |
| Thrivent Financial | Appleton | WI | 08/2022 | 07/2024 |
| Thrivent Financial | Appleton | WI | 07/2024 | Present |
THE FOSTER CARE COUNCIL POSITION: Board Member NATURE: Our mission is to provide academic, enrichment, clothing, & mentorship opportunities for Kentucky's foster children that have been removed from their home due to abuse, abandonment, or neglect. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/10/2023 ADDRESS: 2121 Richmond Rd #105, Lexington KY 40502, United States DESCRIPTION: general board member duties including but not limited to fundraising, voting, setting up best practices, day to dayoperations, etc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-14 |
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