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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-02-04
  • NE RA
    APPROVED
    Since 2022-02-04

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 01/2015 12/2022
Gold Usa Ne Llc Lincoln NE 08/2013 08/2022
Charles Schwab & Co., Inc. Omaha NE 12/2022 Present
Charles Schwab Bank, Ssb Omaha NE 12/2022 Present
  • 01/2015 → 12/2022
    Td Ameritrade
    Omaha, NE
  • 08/2013 → 08/2022
    Gold Usa Ne Llc
    Lincoln, NE
  • 12/2022 → Present
    Omaha, NE
  • 12/2022 → Present
    Charles Schwab Bank, Ssb
    Omaha, NE
Previous Registrations
  • 2016-07-20 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Omaha, NE
  • 2016-07-20 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
Other Businesses

1) Mike Raf LLC | Investment Related:No|5900 Balcones Drive|Austin|TX|78731|USA|Retail|Owner/Manager|2/3/2025|Less than 20|0|I am the owner of Mike Raf LLC incorporated in the state of TX. The sole work of the LLC is to start an e-commerce drop shipping business on Amazon.com This LLC will not be engaged in any financial or investment related responsibilities. I will spend less than 10 hours on this a month. My brother in law, Rasib Yaman, will be an employee of the LLC and will be running it for me., 2) NR Trading LLC | Investment Related:No|Wholesale Trade/Import-Export|Passive Partner|4/1/2026|Less than 20|0|I am only responsible for providing the capital. My brother in law and wife are actively working on the business to expand it. The platforms they use are Amazon, eBay, and Walmart. NR trading is in retail sales of household items on Amazon and eBay with only family members.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-19
S63 Uniform Securities Agent State Law Examination 2015-02-27
  • S66 Uniform Combined State Law Examination
    2016-07-19
  • S63 Uniform Securities Agent State Law Examination
    2015-02-27

View on SEC IAPD

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