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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2022-02-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Omaha | NE | 01/2015 | 12/2022 |
| Gold Usa Ne Llc | Lincoln | NE | 08/2013 | 08/2022 |
| Charles Schwab & Co., Inc. | Omaha | NE | 12/2022 | Present |
| Charles Schwab Bank, Ssb | Omaha | NE | 12/2022 | Present |
1) Mike Raf LLC | Investment Related:No|5900 Balcones Drive|Austin|TX|78731|USA|Retail|Owner/Manager|2/3/2025|Less than 20|0|I am the owner of Mike Raf LLC incorporated in the state of TX. The sole work of the LLC is to start an e-commerce drop shipping business on Amazon.com This LLC will not be engaged in any financial or investment related responsibilities. I will spend less than 10 hours on this a month. My brother in law, Rasib Yaman, will be an employee of the LLC and will be running it for me., 2) NR Trading LLC | Investment Related:No|Wholesale Trade/Import-Export|Passive Partner|4/1/2026|Less than 20|0|I am only responsible for providing the capital. My brother in law and wife are actively working on the business to expand it. The platforms they use are Amazon, eBay, and Walmart. NR trading is in retail sales of household items on Amazon and eBay with only family members.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-27 |
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