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Brian E Harmon

Allen Capital Group, LLC

Omaha, NE

Grand Island, NE

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Current Employers
Allen Capital Group, Llc

3540 Prairieview Street Suite 200, Grand Island, NE 68803 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-08-11
  • NE RA
    APPROVED
    Since 2023-08-11

Branch Locations

10050 Regency Circle, Omaha, NE 68114 • United States

3540 Prairieview Street Suite 200, Grand Island, NE 68803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds Distributor, Inc Centennial CO 08/2015 04/2018
Cor Clearing Llc Omaha NE 04/2018 02/2019
Allen Capital Group Omaha NE 02/2019 Present
Allen Capital Group, Llc Omaha NE 04/2023 Present
  • 08/2015 → 04/2018
    Oppenheimerfunds Distributor, Inc
    Centennial, CO
  • 04/2018 → 02/2019
    Cor Clearing Llc
    Omaha, NE
  • 02/2019 → Present
    Allen Capital Group
    Omaha, NE
  • 04/2023 → Present
    Allen Capital Group, Llc
    Omaha, NE
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-06-01
  • S63 Uniform Securities Agent State Law Examination
    2015-06-01
Designations
Other Names
  • Brian Eugene Harmon
  • Brian Harmon

View on SEC IAPD

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