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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • ME RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

325-D Kennedy Memorial Drive, Waterville, ME 04901 • United States

Choice Wealth Advisors Llc

325-D Kennedy Memorial Drive, Waterville, ME 04901 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2018-08-22
  • ME RA
    APPROVED
    Since 2018-08-22

Branch Locations

325-D Kennedy Memorial Drive, Waterville, ME 04901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Capital Corporation Lynnfield MA 01/2015 10/2016
Investors Capital Corporation Lynnfield MA 01/2015 10/2016
Cetera Advisors Llc Denver CO 10/2016 Present
Choice Wealth Advisors Llc Waterville ME 08/2018 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 01/2015 → 10/2016
    Investors Capital Corporation
    Lynnfield, MA
  • 01/2015 → 10/2016
    Investors Capital Corporation
    Lynnfield, MA
  • 10/2016 → Present
    Cetera Advisors Llc
    Denver, CO
  • 08/2018 → Present
    Waterville, ME
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2015-04-29 → 2016-10-03
    Investors Capital Corp.
    Lynnfield, MA
    Waterville, ME
    Lynnfield, MA
Other Businesses

1.NAME OF OTHER BUSINESS: CHOICE WEALTH ADVISORS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 08/2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/2018; APX NUMBER OF HOURS PER WEEK: 2 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM CARE. 3. NAME OF OTHER BUSINESS: DBA CHOICE INVESTMENTS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/2015; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40+ HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS. 4.NAME OF OTHER BUSINESS: CHOICE WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 08/2018 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-26
  • S66 Uniform Combined State Law Examination
    2015-04-26
Designations

View on SEC IAPD

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