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Matthew R Liefer

Northwestern Mutual Investment Services, LLC

Omaha, NE

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2020-08-05
  • NE RA
    APPROVED
    Since 2020-08-05

Branch Locations

13609 California St Ste 300, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Saint Louis MO 11/2011 12/2019
Unemployed Omaha NE 12/2019 07/2020
Michael Tews Omaha NE 07/2020 Present
Northwestern Mutual Investment Services Llc Omaha NE 07/2020 Present
  • 11/2011 → 12/2019
    Wells Fargo Advisors
    Saint Louis, MO
  • 12/2019 → 07/2020
    Unemployed
    Omaha, NE
  • 07/2020 → Present
    Michael Tews
    Omaha, NE
  • 07/2020 → Present
    Northwestern Mutual Investment Services Llc
    Omaha, NE
Previous Registrations
  • 2011-11-14 → 2020-01-07
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
    Omaha, NE
    Omaha, NE
    St. Louis, MO
  • 2009-07-30 → 2011-11-04
    Securities America Advisors, Inc.
    La Vista, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-23
S63 Uniform Securities Agent State Law Examination 2007-10-26
  • S65 Uniform Investment Adviser Law Examination
    2009-01-23
  • S63 Uniform Securities Agent State Law Examination
    2007-10-26
Other Names
  • Matthew Robert Liefer
  • Matt R Liefer

View on SEC IAPD

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Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE
EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
PFS INVESTMENTS INC. · Omaha, NE

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