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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-04-17 |
| AR | RA | APPROVED | 2005-01-26 |
Branch Locations
2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Little Rock | AR | 06/2004 | Present |
| Bank Of America, N.A. | Little Rock | AR | 04/2025 | Present |
I*959306 For profit or not for profit: Name of outside business organization: Rock Heights Rentals, LLC Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , This is my husband's business. He is a licensed realtor and will be buying investment properties to rent to individuals. I*2052265, Entity Type Fiduciary, Name of OBA: D B D TTEE A B M TTEE U/A DTD 03/27/1997 Address: Little Rock, Arkansas, 72207 Investment Related: Yes Position, Title, Association: Trustee Employee Start Date: 18-Oct-2024 No Hours: 1 monthly No Hours during trading: 1 monthly Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-25 |
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