David Eric Moses

Current Employers

Employment History

• 07/2014 → Present
  Mass Mutual Life Insurance Company
  Foxboro, MA
• 01/2015 → Present
  Mml Investors Services
  Foxboro, MA
• 02/2016 → Present
  The O.N. Equity Sales Company
  Cincinnati, OH
• 12/2015 → Present
  Ohio National Financial Services
  Cincinnati, OH
• 10/2019 → Present
  Statera Financial, Llc
  Walpole, MA
• 05/2020 → Present
  Norfolk Community Credit Union
  Norfolk, MA

Previous Registrations

• 2016-07-05 → 2019-10-23
  On Investment Management Co
  Walpole, MA

Other Businesses

(1)STATERA FINANCIAL; Yes investment related; 713 East Street, #201, Walpole, MA 02081; Selling of life and Health insurance, disability and long term care; agent; 01/01/2016-present; 5 Hours/month (5 during market hours). (2)NAME: MA HOCKEY ASSOCIATION. INV REL: N ADD: 32 STEWART ST. NATURE: BOARD SERVICE. POSITION: SERVES ON THE FINANCE COMMITTEE AND THE CHAIR OF THE AUDIT COMMITTEE. START DATE: JUNE 2010. No. HR/MO: 10. No. HR/MO DURING SEC TRADING: 0.(3) TOWN OF FRANKLIN FINANCE COMMITTEE; NOT INVESTMENT RELATED; 355 EAST CENTRAL STREET FRANKLIN MA 02038; APPOINTED POSITION - FINANCE BOARD IS THERE TO APPROVE BUDGETS FOR FINAL TOWN COUNCIL APPROVAL; COMMITTEE MEMBER; 10/01/2015-PRESENT; 1 HOUR/MONTH; 0 HOURS/TRADING; MEET 8 TIMES A YEAR, MOSTLY TO APPROVE DEPARTMENT BUDGETS. (4) NORFOLK COMMUNITY CREDIT UNION; NOT INVESTMENT RELATED; NORFOLK, VA; MEMBER OF THE BOARD OF DIRECTORS; START: 2020; APPROXIMATELY 1 HRS/MO OUTSIDE TRADING HOURS; ASSIST WITH DECISIONS FOR CURRENT AND LONG-TERM FINANCIAL SOUNDNESS OF CREDIT UNION.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-03
• S63 Uniform Securities Agent State Law Examination
  2015-03-24

Designations

Other Names

• David Moses