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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-10-26
TX RA APPROVED_RES 2019-04-04
MD RA APPROVED 2016-02-18
  • FL RA
    APPROVED
    Since 2022-10-26
  • TX RA
    APPROVED_RES
    Since 2019-04-04
  • MD RA
    APPROVED
    Since 2016-02-18

Branch Locations

100 2Nd Ave S Ste 400N, St. Petersburg, FL 33701 • United States

Saint Petersburg, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Baltimore MD 03/2015 11/2016
Wells Fargo Clearing Services, Llc Baltimore MD 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-18
  • S66 Uniform Combined State Law Examination
    2016-02-18

View on SEC IAPD

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