Ben Gegenheimer

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 06/2017
  Capital One Investing, Llc
  Mandeville, LA
• 06/2017 → 10/2022
  Morgan Stanley
  New Orleans, LA
• 06/2017 → 10/2022
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2022 → Present
  Ameriprise Financial Services, Llc
  New Orleans, LA

Previous Registrations

• 2017-07-20 → 2022-09-30
  Morgan Stanley
  New Orleans, LA
• 2016-03-08 → 2017-06-14
  Capital One Advisors, Llc
  Covington, LA
  Mclean, VA
• 2015-05-15 → 2016-02-29
  Edward Jones
  Mandeville, LA
  St Louis, MO
  Covington, LA

Other Businesses

Outside Employment; Uber; Giving people rides as a ride share driver.; Ride Share/Uber Driver; 1725 3rd St, , San Francisco, CA, 94158; Not Investment-Related; 11/30/2024; 20 to 39 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2015-03-13

Other Names

• Ben Roland Gegenheimer
• Ben R Gegenheimer
• Ben Gegenheimer