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James Cheng Hao Chen

Solid Street Capital Management

Pine Brook, NJ

CRD 6434888

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Employer firm

Solid Street Capital Management CRD 173830

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Solid Street Capital Management

Pine Brook, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APP_PEND_IARCE 2026-01-01
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

Pine Brook, NJ • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City Index Group Saddle River NJ 08/2012 Present
  • 08/2012 → Present
    City Index Group
    Saddle River, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-03-31
S65 Uniform Investment Adviser Law Examination 2014-03-10
  • S63 Uniform Securities Agent State Law Examination
    2014-03-31
  • S65 Uniform Investment Adviser Law Examination
    2014-03-10

View on SEC IAPD

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