William Thomas Clifton Pike

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 05/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wilson, NC
• 04/2015 → 05/2022
  Bank Of America, N.A.
  New Bern, NC
• 05/2022 → Present
  Wells Fargo Clearing Services, Llc
  New Bern, NC

Previous Registrations

• 2015-05-26 → 2022-05-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wilson, NC
  Newbern, NC
  New Bern, NC
  New Bern, NC
  New York, NY
  Wilson, NC
  Sunset Beach, NC

Other Businesses

NC MARINE FISHERIES COMMISSION ; INV RELATED; MOREHEAD CITY, NC; STANDING ADVISORY COMMITTEE MEMBER; START DATE: 01/01/2026; 3 HRS PER MONTH; 0 HRS DURING TRADING; | CRAVEN COUNT CRIME STOPPERS ; NOT INV RELATED; NEW BERN,NC; COMMUNITY AWARENESS; VICE-PRESIDENT; START DATE: 02/05/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2015-05-23