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Christina Marie Rapp

Charles Schwab & Co., Inc.

Chicago, IL

CRD 6434469

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-12-22
  • IL RA
    APPROVED
    Since 2020-12-22

Branch Locations

430 N Michigan Ave, Chicago, IL 60611-4011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farmers Financial Solutions Llc Danbury CT 07/2016 05/2018
Td Ameritrade Williamsville NY 10/2018 12/2020
International Commercial Enforcement Clarence Center NY 05/2018 10/2018
Charles Schwab & Co., Inc. Chicago IL 12/2020 Present
Charles Schwab Bank, Ssb Chicago IL 12/2020 Present
  • 07/2016 → 05/2018
    Farmers Financial Solutions Llc
    Danbury, CT
  • 10/2018 → 12/2020
    Td Ameritrade
    Williamsville, NY
  • 05/2018 → 10/2018
    International Commercial Enforcement
    Clarence Center, NY
  • 12/2020 → Present
    Chicago, IL
  • 12/2020 → Present
    Charles Schwab Bank, Ssb
    Chicago, IL
Previous Registrations
  • 2020-06-24 → 2020-12-31
    Td Ameritrade, Inc.
    Amherst, NY
    Williamsville, NY
    Chicago, IL
  • 2020-06-25 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Williamsville, NY
Other Businesses

Name: International Commercial Enforcement, Role: Client Relations, Type: OTHER, Start Date: 05/01/2018, Investment Related?: No, Address: 9688 Carmelo Court, Clarence Center, NY 14032, Number of Hours/Mo: 10, Duties: Client relations and operations management for fathers company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-23
S63 Uniform Securities Agent State Law Examination 2015-10-20
  • S66 Uniform Combined State Law Examination
    2020-06-23
  • S63 Uniform Securities Agent State Law Examination
    2015-10-20

View on SEC IAPD

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