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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-12-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farmers Financial Solutions Llc | Danbury | CT | 07/2016 | 05/2018 |
| Td Ameritrade | Williamsville | NY | 10/2018 | 12/2020 |
| International Commercial Enforcement | Clarence Center | NY | 05/2018 | 10/2018 |
| Charles Schwab & Co., Inc. | Chicago | IL | 12/2020 | Present |
| Charles Schwab Bank, Ssb | Chicago | IL | 12/2020 | Present |
Name: International Commercial Enforcement, Role: Client Relations, Type: OTHER, Start Date: 05/01/2018, Investment Related?: No, Address: 9688 Carmelo Court, Clarence Center, NY 14032, Number of Hours/Mo: 10, Duties: Client relations and operations management for fathers company
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-20 |
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