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Alvin Cornelius Floyd

Mml Investors Services, LLC

Decatur, GA

Springfield, MA

CRD 6434234

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-01-12
  • GA RA
    APPROVED
    Since 2024-01-12

Branch Locations

Decatur, GA • United States

1295 State Street, Springfield, MA 01111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Atlanta GA 01/2024 Present
Missionsquare Retirement Washington DC 11/2015 12/2023
Massmutual Springfield MA 12/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-24
S63 Uniform Securities Agent State Law Examination 2016-06-30
  • S65 Uniform Investment Adviser Law Examination
    2018-07-24
  • S63 Uniform Securities Agent State Law Examination
    2016-06-30
Other Names
  • Alvin Floyd
  • Alvin Cornelius Floyd

View on SEC IAPD

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