Nicholas Afton Fragoso

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 07/2021
  San Diego Tax & Wealth Management
  La Mesa, CA
• 09/2020 → Present
  Osaic Wealth, Inc.
  La Mesa, CA
• 07/2021 → 12/2022
  San Diego Tax & Wealth Management
  La Mesa, CA
• 06/2021 → Present
  Nicholas A Fragoso
  La Mesa, CA
• 01/2020 → Present
  Nicholas A Fragoso
  La Mesa, CA
• 07/2021 → 12/2022
  San Diego Tax & Wealth Management
  La Mesa, CA

Other Businesses

1. THRULINE PLANNING POSITION: Financial Advisor NATURE: S-Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 10/02/2023 ADDRESS: 7777 Alvarado Rd., Suite 405, La Mesa CA 91942, United States DESCRIPTION: Provide Investment advice, financial planning and income tax preparation. 2. SAN DIEGO TAX & WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: S-Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 180 START DATE: 07/15/2021 ADDRESS: 7777 Alvarado Rd., Suite 405, La Mesa CA 91942, United States DESCRIPTION: Provide financial planning assistance income tax preparation assistance. 3. NICHOLAS A FRAGOSO POSITION: Tax Preparer NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2020 ADDRESS: 7777 Alvarado Rd, Suite 405, La Mesa CA 91942, United States DESCRIPTION: This is a seasonal business. From February through April, with some additional time spent on it during the normal year. I prepare tax returns and provide tax planning. 4. NICHOLAS A FRAGOSO POSITION: Insurance Producer NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 06/17/2021 ADDRESS: 7777 Alvarado Rd, Suite 405, La Mesa CA 91942, United States DESCRIPTION: Selling life insurance.

Exams

• S66 Uniform Combined State Law Examination
  2021-07-12
• S63 Uniform Securities Agent State Law Examination
  2021-01-27