Best Investors Account Sign in
Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-26
  • TX RA
    APPROVED
    Since 2024-08-26

Branch Locations

16135 Preston Rd Suite 121, Dallas, TX 75248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Plano TX 03/2009 08/2017
Lpl Financial Llc Dallas TX 08/2017 08/2024
Advisor Resource Council (Dba: 360 Wealth Management, Llc) Dallas TX 08/2017 08/2024
Cetera Wealth Services, Llc El Segundo CA 08/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2024 Present
  • 03/2009 → 08/2017
    Ameriprise Financial Services, Inc.
    Plano, TX
  • 08/2017 → 08/2024
    Lpl Financial Llc
    Dallas, TX
  • 08/2017 → 08/2024
    Advisor Resource Council (Dba: 360 Wealth Management, Llc)
    Dallas, TX
  • 08/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2024 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2005 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: FFEC WEALTH PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 08/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: FFEC WEALTH PARTNERS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REFERRAL COMPENSATION; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: AGENT; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: CASH MANAGEMENT SERVICES AND INSURANCE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-23
  • S66 Uniform Combined State Law Examination
    2004-11-23

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor