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David Eric Engel

Principal Securities, Inc.

Wayne, PA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-02-18
  • PA RA
    APPROVED
    Since 2026-02-18

Branch Locations

550 E Swedesford Rd Ste 240, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guild Mortgage Fort Collins CO 03/2024 10/2024
Academy Mortgage Fort Collins CO 10/2023 03/2024
Cardinal Financial Fort Collins CO 10/2022 10/2023
Caliber Home Loans Fort Collins CO 04/2021 09/2022
Hallcon Chicago IL 03/2020 03/2021
Mcdermott Will & Emery Chicago IL 06/2017 03/2020
Flexx Productions Fort Collins CO 05/2013 10/2016
Unemployed Conshohocken PA 10/2024 08/2025
Principal Life Insurance Company Wayne PA 08/2025 Present
Principal Securities, Inc. Wayne PA 08/2025 Present
Student / Unemployed Fort Collins CO 08/2016 09/2016
Student Unemployed Fort Collins CO 10/2016 06/2017
  • 03/2024 → 10/2024
    Guild Mortgage
    Fort Collins, CO
  • 10/2023 → 03/2024
    Academy Mortgage
    Fort Collins, CO
  • 10/2022 → 10/2023
    Cardinal Financial
    Fort Collins, CO
  • 04/2021 → 09/2022
    Caliber Home Loans
    Fort Collins, CO
  • 03/2020 → 03/2021
    Hallcon
    Chicago, IL
  • 06/2017 → 03/2020
    Mcdermott Will & Emery
    Chicago, IL
  • 05/2013 → 10/2016
    Flexx Productions
    Fort Collins, CO
  • 10/2024 → 08/2025
    Unemployed
    Conshohocken, PA
  • 08/2025 → Present
    Principal Life Insurance Company
    Wayne, PA
  • 08/2025 → Present
    Principal Securities, Inc.
    Wayne, PA
  • 08/2016 → 09/2016
    Student / Unemployed
    Fort Collins, CO
  • 10/2016 → 06/2017
    Student Unemployed
    Fort Collins, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-18
  • S66 Uniform Combined State Law Examination
    2026-02-18

View on SEC IAPD

Other Firms

ADDIS & HILL, INCORPORATED
CHARLES SCHWAB & CO., INC.
PNC WEALTH MANAGEMENT LLC
HORNOR, TOWNSEND & KENT, LLC
TODOROW CAPITAL PARTNERS LLC
HARVEST FUND ADVISORS LLC
ACT CAPITAL MANAGEMENT, LLC
FOCUS PARTNERS WEALTH, LLC

Other Investors

JUSTIN J HILL
Kelly F Bashore
KENT RUSSELL ADDIS
Flynn Michael Ryan
DANIEL BROOKS
PETER MASTROMARCO
KENNETH WAYNE LISKEY
Colleen Maura Lotto

Other Offices

ADDIS & HILL, INCORPORATED · WAYNE, PA
CHARLES SCHWAB & CO., INC. · Wayne, PA
PNC WEALTH MANAGEMENT LLC · Wayne, PA
HORNOR, TOWNSEND & KENT, LLC · WAYNE, PA
TODOROW CAPITAL PARTNERS LLC · WAYNE, PA
HARVEST FUND ADVISORS LLC · WAYNE, PA
ACT CAPITAL MANAGEMENT, LLC · WAYNE, PA
FOCUS PARTNERS WEALTH, LLC · Wayne, PA

More in Wayne, PA

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