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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-02
ND RA APPROVED 2015-03-16
  • TX RA
    APPROVED_RES
    Since 2025-01-02
  • ND RA
    APPROVED
    Since 2015-03-16

Branch Locations

125 Buckskin Ave Ste 200, Bismarck, ND 58503 • United States

Bismarck, ND • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bismarck ND 01/2015 03/2020
Ameriprise Financial Services, Llc Bismarck ND 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; 35-164-89 Burke County ND, ,; Not Investment-Related; 02/01/2001 / Lot/Land; 25-163-91 Burke County ND, ,; Not Investment-Related; 03/01/2003. Independent Insurance Brokering; Principal National Life Insurance Company; 02/06/2017; . Business Ownership; EnT Sports, Inc.; ; Bar; 1247 W. Divide AveBismarck, ND 58501, ,; Not Investment-Related; 10/01/2011; 10 to 19 hours per month; 1 to 9 during trading hours / Roughrider Hospitalities LLP; ; Hotel; PO Box 44Bismarck ND 58502, ,; Not Investment-Related; 11/15/2013; 1 to 9 hours per month; 0 during trading hours / Stadium Properties, LLC; Attend an occasional member meeting and take care of the very limited bookkeeping.; Real estate holding company for a building leased by a separately incorporated business in which I am a shareholder.; 1247 W Divide Ave, , Bismarck, ND, 58501; Not Investment-Related; 09/01/2019; 1 to 9 hours per month; 0 during trading hours / RR Hotel Properties, LLC; Co-owner; Real Estate; 2020 Schafer St, , Bismarck, ND, 58501; Not Investment-Related; 01/01/2024; 0 hours per month; 0 during trading hours / Olney Holdings LLC; Owner; Manage Ameriprise Business; 125 Buckskin Ave Ste 200, , Bismarck, ND, 58503; Investment-Related; 05/05/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Bismarck-Mandan Convention & Visitors Bureau; Director; 1600 Burnt Boat DrBismarck ND 58503, ,; ; 01/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; LFP Consulting, LLC; Financial Advisor; entity for our payroll and benefits; 125 Buckskin Ave, Suite 200, , Bismarck, ND, 58503; Not Investment-Related; 04/14/2017; 60 hours per month; 60 during trading hours / Olney Holdings LLC; Owner; Manage advisory business; 125 Buckskin Ave Ste 200, , Bismarck, ND, 58503; Investment-Related; 06/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Self Employment; Bookkeeping; (Home Office)809 W Turnpike AveBismarck ND 58501, ,; ; 07/01/2009; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-24
  • S66 Uniform Combined State Law Examination
    2015-02-24

View on SEC IAPD

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