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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-06
SC RA APPROVED 2015-12-15
  • TX RA
    APPROVED_RES
    Since 2022-06-06
  • SC RA
    APPROVED
    Since 2015-12-15

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

7301 Rivers Ave Suite 230, N Charleston, SC 29406 • United States

Charleston, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Air National Guard Charleston SC 10/2014 Present
First Command Financial Planning, Inc. Fort Worth TX 01/2015 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 10/2014 → Present
    Air National Guard
    Charleston, SC
  • 01/2015 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Other Businesses

(1) Name of the other business: Delta Air Lines ; Whether the business is investment-related: No ; Address of the other business: 1030 Delta Blvd, Atlanta, GA 30354 ; Nature of the other business: Employment ; Your position, title, or relationship with the other business: Pilot ; The start date of your relationship: 1/22/18 ; The approximate number of hours/month you devote to the other business: 21-40 ; The number of hours you devote to the other business during securities trading hours: 11-20 ; Briefly describe your duties relating to the other business: Airline Pilot (2) Name of the other business: Southern New Hampshire University ; Whether the business is investment-related: No ; Address of the other business: 2500 N. River Rd Manchester, NH 03106 ; Nature of the other business: Employment ; Your position, title, or relationship with the other business: Adjunct Faculty ; The start date of your relationship: 01/06/14 ; The approximate number of hours/month you devote to the other business: 6 - 10 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Teaches undergraduate Business and Management courses (3) Name of the other business: Florida Institute of Technology ; Whether the business is investment-related: No ; Address of the other business: 150 W. University Blvd Melbourne, FL 32901 ; Nature of the other business: Employment ; Your position, title, or relationship with the other business: Adjunct Faculty ; The start date of your relationship: 10/01/12 ; The approximate number of hours/month you devote to the other business: 6 - 10 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Teach undergraduate Business and Management courses (4) Name of the other business: American Public University System ; Whether the business is investment-related: No ; Address of the other business: 111 W. Congress St. Charles Town, WV 25414 ; Nature of the other business: Employment ; Your position, title, or relationship with the other business: Adjunct Faculty ; The start date of your relationship: 01/03/11 ; The approximate number of hours/month you devote to the other business: 6 - 10 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Teach undergraduate Management and Business courses

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-19
S63 Uniform Securities Agent State Law Examination 2015-02-12
  • S65 Uniform Investment Adviser Law Examination
    2015-03-19
  • S63 Uniform Securities Agent State Law Examination
    2015-02-12
Other Names
  • Thomas Crittenden

View on SEC IAPD

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