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Keelye Mae St. John

Rockefeller Financial LLC

Saratoga Springs, NY

New York, NY

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-22
  • NY RA
    APPROVED
    Since 2021-03-22

Branch Locations

321 Broadway, Saratoga Springs, NY 12866 • United States

45 Rockefeller Plaza Floor 5, New York, NY 10111 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Saratoga Springs NY 01/2014 03/2020
Rockefeller Financial Llc Saratoga Springs NY 03/2020 Present
Rock & Co Llc Saratoga Springs NY 03/2020 Present
  • 01/2014 → 03/2020
    The Ayco Company, L.P./Mercer Allied
    Saratoga Springs, NY
  • 03/2020 → Present
    Rockefeller Financial Llc
    Saratoga Springs, NY
  • 03/2020 → Present
    Rock & Co Llc
    Saratoga Springs, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-17
  • S66 Uniform Combined State Law Examination
    2015-05-17
Other Names
  • Keelye Mae Pratt

View on SEC IAPD

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Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY

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