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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-16 |
| OH | RA | APPROVED | 2020-07-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Cincinnati | OH | 01/2015 | 10/2017 |
| Various Insurance Carriers For W&R Insurance Agencies | Cincinnati | OH | 10/2015 | 10/2017 |
| Digilube Systems Inc | Springboro | OH | 03/2015 | 02/2017 |
| Pruco Securities Llc | Cincinnati | OH | 10/2017 | 07/2020 |
| The Prudential Insurance Company Of America | Cincinnati | OH | 10/2017 | 07/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 07/2020 | Present |
| Bank Of America, N.A. | Cincinnati | OH | 10/2020 | Present |
CKE Management LLC.~ Columbus, OH 43212~Baked goods production & distribution~N~investor~12/2017~0 hrs/mo~0 trading hrs/mo|Scuderi Group LLC~west Springfield, MA 01089~industrial developement for cumbustion engines~N~investor~01/2013~0 hrs/mo~0 trading hrs/mo GENERAL HEALTH INSURANCE POSITION: agent NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/07/2019 ADDRESS: 3319 N Sterling Way, Cincinnati OH 45209, United States DESCRIPTION: selling and servicing health insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-20 |
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