Eric David Nicholson

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-07-13
IN	RA	APPROVED	2015-03-10

TX RA
APPROVED_RES

Since 2015-07-13
IN RA
APPROVED

Since 2015-03-10

Branch Locations

Bargersville, IN • United States

401 Ohio St, Terre Haute, IN 47807 • United States

301 E Market St, Indianapolis, IN 46204 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Terre Haute	IN	12/2014	Present
Bank Of America, N.A.	Terre Haute	IN	06/2015	Present

12/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Terre Haute, IN
06/2015 → Present

Bank Of America, N.A.

Terre Haute, IN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-03-05

S66 Uniform Combined State Law Examination

2015-03-05

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Reviews