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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-07-19 |
Branch Locations
1601 Douglas Blvd., Roseville, CA 95661 • United States
1631 Claudia Dr, Sacramento, CA 95822 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rancho Cordova | CA | 01/2015 | 06/2018 |
| Bancwest Investment Services, Inc. | Sacramento | CA | 06/2018 | 07/2023 |
| Bank Of The West | Sacramento | CA | 06/2018 | 07/2023 |
| Lpl Financial Llc | Roseville | CA | 07/2023 | Present |
| Schoolsfirst Federal Credit Union | Sacramento | CA | 07/2023 | Present |
1. 05/22/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 06/11/2024 - SchoolsFirst Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/13/2024 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-25 |
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