Benjamin Allen Young

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2024-04-11

IA RA
APPROVED

Since 2024-04-11

Branch Locations

915 Bell Dr Sw, Rapids, IA 52404 • United States

915 Bell Dr Sw, Cedar Rapids, IA 52404 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Berthel Fisher & Company Financial Services, Inc.	Cedar Rapids	IA	12/2014	08/2021
Securities Management And Research, Inc.	Cedar Rapids	IA	12/2014	08/2021
Cambridge Investment Research, Inc.	Fairfield	IA	08/2021	04/2024
Cambridge Investment Research Advisors, Inc	Investment Advisor Representative	IA	01/2022	04/2024
Lpl Financial Llc	Cedar Rapids	IA	04/2024	Present

12/2014 → 08/2021

Berthel Fisher & Company Financial Services, Inc.

Cedar Rapids, IA
12/2014 → 08/2021

Securities Management And Research, Inc.

Cedar Rapids, IA
08/2021 → 04/2024

Cambridge Investment Research, Inc.

Fairfield, IA
01/2022 → 04/2024

Cambridge Investment Research Advisors, Inc

Investment Advisor Representative, IA
04/2024 → Present

Lpl Financial Llc

Cedar Rapids, IA

Previous Registrations

2022-01-27 → 2024-04-16

Cambridge Investment Research Advisors, Inc.

Cedar Rapids, IA

Cedar Rapids, IA

Other Businesses

1- 02/2024 / EDGE INVESTMENT SOLUTIONS / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 40 hrs during trading / start date 08/23/2021

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-01-24

S66 Uniform Combined State Law Examination

2022-01-24

View on SEC IAPD