Benjamin Allen Young

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 08/2021
  Berthel Fisher & Company Financial Services, Inc.
  Cedar Rapids, IA
• 12/2014 → 08/2021
  Securities Management And Research, Inc.
  Cedar Rapids, IA
• 08/2021 → 04/2024
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2022 → 04/2024
  Cambridge Investment Research Advisors, Inc
  Investment Advisor Representative, IA
• 04/2024 → Present
  Lpl Financial Llc
  Cedar Rapids, IA

Previous Registrations

• 2022-01-27 → 2024-04-16
  Cambridge Investment Research Advisors, Inc.
  Cedar Rapids, IA
  Cedar Rapids, IA

Other Businesses

1- 02/2024 / EDGE INVESTMENT SOLUTIONS / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 40 hrs during trading / start date 08/23/2021

Exams

• S66 Uniform Combined State Law Examination
  2022-01-24