Nicolas E Morcos

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2025-10-31

LA RA
APPROVED

Since 2025-10-31

Branch Locations

5409 Tchoupitoulas St, New Orleans, LA 70115 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Regions Bank	New Orleans	LA	06/2018	Present
Cetera Invesment Services Llc	Saint Cloud	MN	02/2024	10/2024
Unemployed	Kenner	LA	03/2018	06/2018
Woodforest National Bank	New Orleans	LA	12/2017	03/2018
Full-Time Education	Kenner	LA	09/2013	12/2017
Cetera Investment Services Llc	Saint Cloud	MN	11/2024	Present
Cetera Investment Advisers Llc	Laplace	LA	10/2025	Present

06/2018 → Present

Regions Bank

New Orleans, LA
02/2024 → 10/2024

Cetera Invesment Services Llc

Saint Cloud, MN
03/2018 → 06/2018

Unemployed

Kenner, LA
12/2017 → 03/2018

Woodforest National Bank

New Orleans, LA
09/2013 → 12/2017

Full-Time Education

Kenner, LA
11/2024 → Present

Cetera Investment Services Llc

Saint Cloud, MN
10/2025 → Present

Cetera Investment Advisers Llc

Laplace, LA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-10-29
S63	Uniform Securities Agent State Law Examination	2025-04-15

S66 Uniform Combined State Law Examination

2025-10-29
S63 Uniform Securities Agent State Law Examination

2025-04-15

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

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